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The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.

President - Alex Sarafoglu

Alex Sarafoglu is an Associate General Counsel with Bank of America. He is responsible for managing, and advising senior executives on, all private client litigation arising out of Bank of America Merrill Lynch’s Global Wealth Management business in the Eastern United States and its Global Wealth and Retirement Services business nationwide. Alex also serves as lead litigation counsel to the Bank’s insurable risk management group, which handles personal injury and workers compensation matters, and the alternative investments group. He has twenty-five years of experience representing the financial services industry. Alex obtained bachelor’s and master’s degrees in Economics from Georgetown University and a law degree from the Georgetown University Law Center.

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