The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.
SECRETARY - KATHY CONWAY-YAFFE
Kathy started her career in Wealth Management with Merrill Lynch in July 1978 in the Park Avenue, NYC Office She was recruited directly from Mount Holyoke College, into a Merrill Lynch Operations Manager Training Program . Kathy became Administrative Manager, now known as a Market Supervision Manager in April of 1987. The Market Supervision Manager functions as a member of the Branch Leadership Team and is responsible for wide variety of delegated compliance, administrative and business functions. Kathy has held a number of management positions at Merrill Lynch, including Regional Administrative Manager in 1999 and Divisional Risk Director in 2002. She transferred to the Boca Raton Complex in July 2014. She represents the firm on the board of the Florida Securities Dealer Association.