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2021 November - MEMBER SPOTLIGHT INTERVIEW: Dionne Fajardo, Chief Compliance Officer and General Counsel at Element Pointe Advisors, LLC

11/01/2021 12:42 PM | Anonymous

Meet Dionne Fajardo, Chief Compliance Officer and General Counsel at Element Pointe Advisors, LLC and Individual Member of the FSDA

We are speaking today with Dionne Fajardo of Element Pointe Advisors, LLC, an investment adviser located in Miami, Florida.

Dionne Fajardo, please tell us a little bit about yourself.

I was raised in Minneapolis and went to college at World College West in California. After college, I lived in Taiwan, R.O.C. and then moved to Saint Petersburg, Florida where I began my career in financial services with William R. Hough & Co. I attended Stetson University College of Law and worked at AEGON/Transamerica. I then worked in private practice at Wiand Guerra King P.A., where I led its Compliance Practice Group representing broker-dealers and investment advisers with compliance and regulatory matters. I joined Element Pointe Advisors, LLC in 2020.

Tell us a little about your firm

Element Pointe Advisors is an investment adviser to high net worth investors and family offices.

Why is it important for you, to be a member of the FSDA?

I have appreciated FSDA’s engagement with our state regulator. I believe that FSDA’s open dialogue with Tallahassee has helped to effectively promote and support investor protection, public education, and industry initiatives.

Dionne Fajardo, thanks for taking time to speak with us today.


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