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Florida Securities

Dealers Association

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The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.


Since 1933, FSDA has been the voice of the securities industry in Florida. It is our mission to advocate on behalf of the industry and provide education opportunities for our members and Florida's investing public. View our upcoming events, event details and agendas, and register online.

Upcoming events

    • 04/21/2023
    • 7:45 AM - 12:00 PM
    • Boca Raton, Florida

    This event was originally scheduled for September 2022 but was postponed due to Hurricane Ian. Please join us for this re-scheduled program!

    FSDA Industry Outreach Program
    "2023: Unmasking Market Opportunities"

     April 21, 2023

    Boca Raton Marriott at Boca Center
    5150 Town Center Circle
    Boca Raton, FL 33486

    7:45 A.M. to 8:30 A.M. - Registration & Networking Breakfast
    8:30 A.M. to 12:00 P.M. - Industry Outreach Program

    Anticipated program to include:

    Keynote Speaker: Bryan Piskorowski, Managing Director and Head of Advice and Investment Guidance at  Allspring Global Investments will provide a general market overview to include interest rates, inflation, political climate, and future expectations.

    Fireside Chat: Kerry FineganChief, Bureau of Enforcement, Securities Division, Office of Financial Regulation, and Teresa VergesRegional Trial Counsel, Miami Regional Office with the U.S. Securities and Exchange CommissionDaniel Newman, Partner at Nelson Mullins will serve as moderator. The fireside chat will provide a conversation on regulatory issues, Reg BI, compliance, cyber security, and elder fraud from both a State and SEC perspective.

    Panel DiscussionNikki Brinkerhoff, Chief Compliance Officer with TradeStation Securities, JP BrennanSenior Managing Director with J.S. Held, and Noah Rubin, Managing Director - Investments with Wells Fargo Advisors. Julia Richardson, General Counsel – Retirement, Benefits & Comp with Raymond James will serve as moderator. The panel will discuss the new generation of investors, Fintech, ESG, cryptocurrency, market manipulation, and the gamification of the stock market.

    *** CLE, CPA & CFP continuing education credit will be offered ***

    FSDA extends sincere appreciation to the following firms for their sponsorship support of the 2023 Industry Outreach Program:

    Diamond Sponsors

    • Bates Group
    • J. S. Held
    • Nelson Mullins
    • Renaissance Regulatory Services

    Platinum Sponsors

    • Bressler, Amery & Ross
    • Guerra King
    • Janney
    • Robinhood
    • TradeStation

    Gold Sponsors

    • Amuni Financial
    • Fidelity Investments
    • V&V Consulting
    • Wells Fargo Advisors

    Breakfast Networking Sponsor

    • Raymond James

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Office: 561-714-2360

6671 W. Indiantown Road,
#50-194 Jupiter, FL 33458