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FSDA Proud Sponsor of Financial Markets Association Securities Compliance Seminar

  • 05/01/2019
  • 10:00 AM
  • 05/03/2019
  • 12:00 PM
  • Marriott Pompano Beach Hotel, Fort Lauderdale

FSDA is a proud sponsor of the Financial Markets Association (FMA) Securities Compliance Seminar held May 1-3, 2019 at the Marriott Pompano Beach Hotel in Fort Lauderdale. Several FSDA members and member firms will be program panelists. This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.

FMA has extended a special offer (2-for-1 registration) to Florida residents, and all FSDA members are eligible for the lower early bird member rate of $995 which ends April 9th. Make sure you mention your FSDA membership when registering. Contact Dorcas Pearce with FMA (202-544-6327) for details.

For detailed information on the sessions and registration instructions, click on the following link:


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