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FSDA Fall Industry Outreach Program - Market Trends: Rethink & Recalibrate

When
10/03/2019
7:45 AM
Location
Boca Raton Marriott at Boca Center, 5150 Town Center Circle Boca Raton, FL 33486

Registration is closed

FSDA Industry Outreach Program Fall 2019

Thursday, October 3, 2019

Location: Boca Raton Marriott at Boca Center

5150 Town Center Circle, Boca Raton, FL 33486

Schedule

7:45 a.m. - 8:30 a.m. Registration & Networking Continental Breakfast
8:30 a.m. - 8:45 a.m. Welcome & Opening Remarks & Sponsor Recognition
8:45 a.m. – 9:15 a.m. SEC’s Regulation Best Interest - A conversation with Kevin Carroll, Managing Director and Associate General Counsel SIFMA
9:15 a.m. – 9:35 a.m. Cannabis - Securities Industry Challenges -
Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C.
9:35 a.m. - 10:00 a.m. Networking break
10:00 a.m. - 11:00 a.m. Panel Discussion - Cryptocurrency and Securities Regulation in the Digital Age
11:00 a.m. - 11:45 a.m. Market Strategist - Bryan Piskorowski, Head of Advice & Market Strategy Wells Fargo Advisors
11:45 a.m. - 11:50 a.m. Closing Remarks

Cryptocurrency & Blockchain Technology Panel Participants:

Moderator - Kevin D. Rosen, Senior Manager, Cyber Risk Services, Deloitte & Touche LLP

Haimera Workie, Head of Financial Innovation and Senior Director, FINRA Office of Financial Innovation
Scott A. Masel, Attorney-Advisor, Enforcement, U.S. Securities & Exchange Commission
Bobbyjoe Glover, Special Agent, Federal Bureau of Investigation
Kelechukwu (K.C.) Osuji, Chief Compliance Officer & AML Officer for TradeStation Crypto, Inc. an affiliate of TradeStation Securities, Inc.
Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C
Greg Bordenkircher, Chief Litigation Counsel, Alabama Securities Commission