FSDA Industry Outreach Program
"2022: Unmasking Market Opportunities"
September 30, 2022
Boca Raton Marriott at Boca Center
5150 Town Center Circle
Boca Raton, FL 33486
7:45 A.M. to 8:30 A.M. - Registration & Networking Breakfast
8:30 A.M. to 12:00 P.M. - Industry Outreach Program
Program to include:
Keynote Speaker: Bryan Piskorowski, Managing Director and Head of Advice and Investment Guidance at Allspring Global Investments will provide a general market overview to include interest rates, inflation, political climate, and future expectations.
Fireside Chat: Kerry Finegan, Chief, Bureau of Enforcement, Securities Division, Office of Financial Regulation, and Teresa Verges, Regional Trial Counsel, Miami Regional Office with the U.S. Securities and Exchange Commission. Daniel Newman, Partner at Nelson Mullins will serve as moderator. The fireside chat will provide a conversation on regulatory issues, Reg BI, compliance, cyber security, and elder fraud from both a State and SEC perspective.
Panel Discussion: Nikki Brinkerhoff, Chief Compliance Officer with TradeStation Securities, Norm Ashkenas, Chief Compliance Officer with Robinhood, and Noah Rubin, Managing Director - Investments with Wells Fargo Advisors. Julia Richardson, VP, Supervision - Fiduciary Services with Raymond James will serve as moderator. The panel will discuss the new generation of investors, Fintech, ESG, cryptocurrency, market manipulation, and the gamification of the stock market.
*** CLE, CPA & CFP continuing education credit will be offered ***
FSDA extends sincere appreciation to the following firms for their sponsorship support of the 2022 Industry Outreach Program:
Diamond Sponsors
- Bates Group
- Capital Forensics
- Nelson Mullins
- Renaissance Regulatory Services
Platinum Sponsors
- Bressler, Amery & Ross
- Guerra King
- Janney
- Robinhood
- TradeStation
Gold Sponsors
- Amuni Financial
- Fidelity Investments
- V&V Consulting
- Wells Fargo Advisors
Breakfast Networking Sponsor
