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The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 90 Years.

FSDA Fall 2022 Industry Outreach Program

  • 09/30/2022
  • 7:45 AM - 12:00 PM
  • Boca Raton, Florida


  • Choose this option if you will join us for this event in person.
  • Choose this option if you prefer to attend this event virtually via Live Stream.

Due to the pending storm, general safety of all involved, and the potential impact on FSDA members and guests across the State of Florida, the FSDA has decided to postpone this event. Thank you for your support and stay safe!

FSDA Industry Outreach Program
"2022: Unmasking Market Opportunities"

 September 30, 2022

Boca Raton Marriott at Boca Center
5150 Town Center Circle
Boca Raton, FL 33486

7:45 A.M. to 8:30 A.M. - Registration & Networking Breakfast
8:30 A.M. to 12:00 P.M. - Industry Outreach Program

Program to include:

Keynote Speaker: Bryan Piskorowski, Managing Director and Head of Advice and Investment Guidance at  Allspring Global Investments will provide a general market overview to include interest rates, inflation, political climate, and future expectations.

Fireside Chat: Kerry FineganChief, Bureau of Enforcement, Securities Division, Office of Financial Regulation, and Teresa VergesRegional Trial Counsel, Miami Regional Office with the U.S. Securities and Exchange CommissionDaniel Newman, Partner at Nelson Mullins will serve as moderator. The fireside chat will provide a conversation on regulatory issues, Reg BI, compliance, cyber security, and elder fraud from both a State and SEC perspective.

Panel DiscussionNikki Brinkerhoff, Chief Compliance Officer with TradeStation Securities, Norm Ashkenas, Chief Compliance Officer with Robinhood, and Noah Rubin, Managing Director - Investments with Wells Fargo Advisors. Julia Richardson, VP, Supervision - Fiduciary Services with Raymond James will serve as moderator. The panel will discuss the new generation of investors, Fintech, ESG, cryptocurrency, market manipulation, and the gamification of the stock market.

*** CLE, CPA & CFP continuing education credit will be offered ***

FSDA extends sincere appreciation to the following firms for their sponsorship support of the 2022 Industry Outreach Program:

Diamond Sponsors

  • Bates Group
  • Capital Forensics
  • Nelson Mullins
  • Renaissance Regulatory Services

Platinum Sponsors

  • Bressler, Amery & Ross
  • Guerra King
  • Janney
  • Robinhood
  • TradeStation

Gold Sponsors

  • Amuni Financial
  • Fidelity Investments
  • V&V Consulting
  • Wells Fargo Advisors

Breakfast Networking Sponsor

  • Raymond James

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